Filing Details

Accession Number:
0001024478-23-000120
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-10-03 18:01:41
Reporting Period:
2023-10-02
Accepted Time:
2023-10-03 18:01:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1693217 W Rebecca House 1201 South Second Street
Milwaukee WI 53204
Svp, Clo And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-10-02 100 $283.66 6,889 No 4 S Direct
Common Stock Disposition 2023-10-02 140 $284.13 6,749 No 4 S Direct
Common Stock Disposition 2023-10-02 60 $285.58 6,689 No 4 S Direct
Common Stock Disposition 2023-10-02 40 $286.59 6,649 No 4 S Direct
Common Stock Disposition 2023-10-02 80 $287.47 6,569 No 4 S Direct
Common Stock Disposition 2023-10-02 20 $288.70 6,549 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Shares Acquisiton 2023-10-02 1,486 $0.00 1,486 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,486 2023-12-10 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 49 Indirect By savings plan
Footnotes
  1. Sale of shares pursuant to a 10b5-1 trading plan entered into on 11/29/2022 to cover taxes due on restricted stock that vested on 10/1/2023.
  2. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $282.92 to $283.905. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  3. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $283.96 to $284.35. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  4. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $285.25 to $286.10. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  5. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $286.33 to $286.855. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  6. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $287.4075 to $287.61. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  7. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/29/2023. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
  8. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
  9. On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
  10. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.