Filing Details

Accession Number:
0000950170-23-051580
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-10-03 16:38:12
Reporting Period:
2023-10-01
Accepted Time:
2023-10-03 16:38:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1863105 Engagesmart Inc. ESMT Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1881898 Cole Jonathan Seltzer C/O Engagesmart, Inc.
30 Braintree Hill Office Park, Suite 101
Braintree MA 02184
President, Smb Solutions No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-10-01 1,202 $0.00 1,202 No 4 M Direct
Common Stock Disposition 2023-10-01 596 $17.99 606 No 4 F Direct
Common Stock Acquisiton 2023-10-01 2,114 $0.00 2,720 No 4 M Direct
Common Stock Disposition 2023-10-01 1,049 $17.99 1,671 No 4 F Direct
Common Stock Acquisiton 2023-10-02 3,500 $3.02 5,171 No 4 M Direct
Common Stock Disposition 2023-10-02 3,500 $18.52 1,671 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2023-10-01 1,202 $0.00 1,202 $0.00
Common Stock Restricted Stock Units Disposition 2023-10-01 2,114 $0.00 2,114 $0.00
Common Stock Stock Option Disposition 2023-10-02 3,500 $0.00 3,500 $3.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,615 No 4 M Direct
27,480 No 4 M Direct
213,308 2029-10-31 No 4 M Direct
Footnotes
  1. Represents the number of shares of common stock withheld to satisfy the tax withholding obligation in connection with the vesting of certain previously reported restricted stock units ("RSUs").
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated March 15, 2023.
  3. The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $18.23 to $18.68. The Reporting Person undertakes to provide upon request from the SEC staff, the Issuer, or any shareholder of the Issuer, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
  4. Each RSU represents a contingent right to receive one share of common stock.
  5. The RSUs vest in 16 equal quarterly installments commencing on January 1, 2022 and have no expiration date.
  6. The RSUs vest in 16 equal quarterly installments commencing on April 1, 2023 and have no expiration date.
  7. The stock option vested and became exercisable with respect to 25% of the shares on November 1, 2020 and vests with respect to the remaining shares in twelve equal quarterly installments beginning on January 1, 2021.