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Filing Details

Accession Number:: 0000899243-23-019661
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-10-02 20:55:40
Reporting Period:: 2023-09-28

Accepted Time:: 2023-10-02 20:55:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1635088	Roivant Sciences Ltd.	ROIV	Pharmaceutical Preparations (2834)	981173944

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1832142	Allen Daniel Gold	C/O Roivant Sciences Ltd. 7Th Floor, 50 Broadway London X0 SW1H 0DB		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Disposition	2023-09-28	8,957	$11.55	100,804	No	4	S	Indirect	Held by Fourth Avenue Capital Partners LP
Common Shares	Disposition	2023-09-28	2,285,783	$11.55	25,724,561	No	4	S	Indirect	Held by QVT Deferred Compensation Holdings Ltd
Common Shares	Disposition	2023-09-28	3,059,368	$11.55	34,430,591	No	4	S	Indirect	Held by QVT Financial Investment Cayman Ltd.
Common Shares	Disposition	2023-09-28	3,094,899	$11.55	34,830,463	No	4	S	Indirect	Held by QVT Roiv Hldgs Offshore Ltd
Common Shares	Disposition	2023-09-28	1,104,599	$11.55	12,431,330	No	4	S	Indirect	Held by QVT Roiv Hldgs Onshore Ltd
Common Shares	Disposition	2023-09-28	446,394	$11.55	5,023,787	No	4	S	Indirect	Held by QVT P&E Roiv Hldgs Ltd

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Held by Fourth Avenue Capital Partners LP
No	4	S	Indirect	Held by QVT Deferred Compensation Holdings Ltd
No	4	S	Indirect	Held by QVT Financial Investment Cayman Ltd.
No	4	S	Indirect	Held by QVT Roiv Hldgs Offshore Ltd
No	4	S	Indirect	Held by QVT Roiv Hldgs Onshore Ltd
No	4	S	Indirect	Held by QVT P&E Roiv Hldgs Ltd

Footnotes

The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.
The reporting person is one of three directors of QVT Financial Investment Cayman Ltd. ("QVT FIC"), sharing voting and investment control over the Common Shares held directly by QVT FIC.
QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), and shares voting and investment control over the Shares held directly by QVT Roiv. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. The reporting person is a Managing Member of QVT Financial GP, sharing voting and investment control over the Common Shares held directly by QVT Roiv and may be deemed to beneficially own such Common Shares.
The reporting person is one of two directors of QVT P&E Roiv Hldgs Ltd. ("QVT P&E") and QVT Deferred Compensation Holdings Ltd ("QVT DCH"), sharing voting and investment control over the Common Shares held directly by QVT P&E and QVT DCH.
Management of Fourth Avenue Capital Partners LP is vested in its general partner, Fourth Avenue Capital Partners GP LLC, a Delaware limited liability company ("Fourth Avenue GP"), which may be deemed to beneficially own the Common Shares held directly by Fourth Avenue. Daniel Gold is a Managing Member of Fourth Avenue GP, sharing voting and investment control over the Common Shares held directly by Fourth Avenue and may be deemed to beneficially own such Common Shares.