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Filing Details

Accession Number:: 0000950170-23-051241
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-10-02 20:43:00
Reporting Period:: 2023-09-28

Accepted Time:: 2023-10-02 20:43:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1635088	Roivant Sciences Ltd.	ROIV	()	DE

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1290162	Qvt Financial Lp	888 Seventh Avenue, 43Rd Floor New York NY 10106		No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Disposition	2023-09-28	8,957	$11.55	100,804	No	4	S	Indirect	Held by Fourth Avenue Capital Partners LP
Common Shares	Disposition	2023-09-28	2,285,783	$11.55	25,724,561	No	4	S	Indirect	Held by QVT Deferred Compensation Holdings Ltd
Common Shares	Disposition	2023-09-28	3,059,368	$11.55	34,430,591	No	4	S	Indirect	Held by QVT Financial Investment Cayman Ltd
Common Shares	Disposition	2023-09-28	3,094,899	$11.55	34,830,463	No	4	S	Indirect	Held by QVT Roiv Hldgs Offshore Ltd
Common Shares	Disposition	2023-09-28	1,104,599	$11.55	12,431,330	No	4	S	Indirect	Held by QVT Roiv Hldgs Onshore Ltd.
Common Shares	Disposition	2023-09-28	446,394	$11.55	5,023,787	No	4	S	Indirect	Held by QVT P&E Roiv Hldgs Ltd

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Held by Fourth Avenue Capital Partners LP
No	4	S	Indirect	Held by QVT Deferred Compensation Holdings Ltd
No	4	S	Indirect	Held by QVT Financial Investment Cayman Ltd
No	4	S	Indirect	Held by QVT Roiv Hldgs Offshore Ltd
No	4	S	Indirect	Held by QVT Roiv Hldgs Onshore Ltd.
No	4	S	Indirect	Held by QVT P&E Roiv Hldgs Ltd

Footnotes

Aggregately, following the transactions described above, QVT Financial LP ("QVT"), a Delaware limited partnership, may be deemed to be the beneficial owner of 112,541,536 common shares (the "Shares") of Roivant Sciences Ltd., consisting of the Shares owned by QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), Fourth Avenue Capital Partners LP ("Fourth Avenue"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC"). QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT and may be deemed to beneficially own the same number of Shares reported by QVT.
QVT provides certain investment advisory services for, and thereby may be deemed to beneficially own the Shares held by, Fourth Avenue, QVT P&E, QVT DCH and QVT FIC. QVT disclaims beneficial ownership of such Shares, except to the extent of any pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.
QVT is the investment manager of QVT Roiv, shares voting and investment control over the Shares held directly by QVT Roiv and therefore may be deemed to beneficially own such Shares. QVT disclaims beneficial ownership of such Shares, except to the extent of any pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.