Filing Details
- Accession Number:
- 0001888316-23-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-10-02 18:35:58
- Reporting Period:
- 2023-10-01
- Accepted Time:
- 2023-10-02 18:35:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1687791 | H Alexander Rogers | 5775 Morehouse Dr. San Diego CA 92121-1714 | President Qtl & Global Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-10-01 | 6,444 | $0.00 | 30,174 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-10-01 | 5,218 | $0.00 | 35,392 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-10-01 | 4,162 | $111.06 | 31,230 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-10-02 | 6,001 | $110.40 | 25,229 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2023-10-01 | 6,444 | $0.00 | 6,444 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2023-10-01 | 5,219 | $0.00 | 5,219 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-10-01 | No | 4 | M | Direct | |
| 5,219 | 2024-10-01 | No | 4 | M | Direct |
Footnotes
- Includes 93 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2023.
- The transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 10, 2022 and intended to satisfy the affirmative defense conditions of Rule 10b5-1 (as in effect on the date of adoption).
- Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
- These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2021, 2022 and 2023.
- These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024.
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