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Home > Insider Trading > Filing (0001079973-23-001365)

Filing Details

Accession Number:: 0001079973-23-001365
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-10-02 17:14:19
Reporting Period:: 2023-09-28

Accepted Time:: 2023-10-02 17:14:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1350102	Ascent Solar Technologies Inc.	ASTI	Semiconductors & Related Devices (3674)	203672603

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1948054	T. Reynolds Forrest	C/O Ascent Solar Technologies, Inc. 12300 Grant Street Thornton CO 80241		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-09-28	52,083	$2.88	52,083	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants for Common Stock (right to buy)	Acquisiton	2023-09-28	52,083	$0.00	52,083	$2.88

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
52,083	2023-09-28	2028-09-28	No	4	P	Direct

Footnotes

In connection with the Ascent Solar secondary public offering, 52,083 units were purchased on 9/28/2023 at the public offering price of $2.88 per unit. Each unit consisted of one share of common stock and one common stock warrant. Each common stock warrant has an exercise price of $2.88 per common share, and may be exercised at any time up to the five years from the date of issue.