Filing Details

Accession Number:
0001079973-23-001363
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-10-02 16:50:50
Reporting Period:
2023-09-28
Accepted Time:
2023-10-02 16:50:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1350102 Ascent Solar Technologies Inc. ASTI Semiconductors & Related Devices (3674) 203672603
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1957757 P. Paul Warley C/O Ascent Solar Technologies, Inc.
123 Grant Street
Thornton CO 80241
Chief Executive Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-09-28 34,722 $2.88 38,222 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants for Common Stock (right to buy) Acquisiton 2023-09-28 34,722 $0.00 34,722 $2.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,722 2023-09-28 2028-09-28 No 4 P Direct
Footnotes
  1. In connection with the Ascent Solar secondary public offering, 34,722 units were purchased on 9/28/2023 at the public offering price of $2.88 per unit. Each unit consisted of one share of common stock and one common stock warrant. Each common stock warrant has an exercise price of $2.88 per common share, and may be exercised at any time up to the five years from the date of issue.