Filing Details

Accession Number:
0001415889-23-013643
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-29 10:59:11
Reporting Period:
2023-09-29
Accepted Time:
2023-09-29 10:59:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1864208 Guggenheim Active Allocation Fund GUG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298064 C Randall Barnes 227 W. Monroe Street
Chicago IL 60606
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-09-29 1,784 $13.58 27,127 No 5 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Direct