Filing Details

Accession Number:
0001127602-11-021398
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-07-14 11:14:15
Reporting Period:
2011-05-31
Filing Date:
2011-07-14
Accepted Time:
2011-07-14 11:14:15
Original Submission Date:
2011-06-01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
7332 Southwestern Energy Co SWN Crude Petroleum & Natural Gas (1311) 710205415
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1103812 M Harold Korell Suite 125
2350 N. Sam Houston Parkway East
Houston TX 77032
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-05-13 838,694 $0.00 600,744 No 5 J Direct
Common Stock Acquisiton 2011-05-13 838,694 $0.00 838,694 No 5 J Indirect by 2011 Family Limited Partnership
Common Stock Acquisiton 2011-05-31 37,013 $1.21 637,757 No 4 M Direct
Common Stock Acquisiton 2011-05-31 50,000 $6.23 687,757 No 4 M Direct
Common Stock Disposition 2011-05-31 87,013 $43.10 600,744 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Direct
No 5 J Indirect by 2011 Family Limited Partnership
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2011-05-31 37,013 $0.00 37,013 $1.21
Common Stock Stock Options (Right to Buy) Disposition 2011-05-31 50,000 $0.00 50,000 $6.23
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-12-20 2011-12-20 No 4 M Direct
227,776 2005-12-09 2011-12-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 80,696 Indirect by 2009 Family Limited Partnership
Common Stock 858,254 Indirect By Family Limited Partnership
Footnotes
  1. On May 13, 2011, the reporting person transferred 838,694 shares of Southwestern Energy Company stock into a Family Limited Partnership (the "2011 FLP"). The reporting person controls the general partner of the 2011 FLP and therefore, has indirect beneficial ownership of the transferred shares.
  2. This transaction was executed in multiple trades at prices ranging from $43.00 to $43.2201. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
  3. This Form 4/A is being filed to correct an error on the Form 4 filed May 31, 2011, and to supply additional disclosure regarding the direct ownership of the reporting person reported in Column 5. The Form 4 filed May 31, 2011, did not include 838,694 shares of Southwestern Energy Company stock transferred to the 2011 FLP on May 13, 2011. As stated in Footnote 1 above, the reporting person now has indirect beneficial ownership of the 838,694 transferred shares.