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Filing Details

Accession Number:: 0001039828-23-000149
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-09-25 18:54:13
Reporting Period:: 2023-09-21

Accepted Time:: 2023-09-25 18:54:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1039828	American Equity Investment Life Holding Co	AEL	Life Insurance (6311)	421447959

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1353991	D Jeffrey Lorenzen	6000 Westown Parkway West Des Moines IA 50266	Executive Vp-Chief Inv Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2023-09-21	11,299	$31.63	62,975	No	4	M	Direct
Common Stock	Acquisiton	2023-09-21	15,755	$27.40	78,730	No	4	M	Direct
Common Stock	Acquisiton	2023-09-21	49,565	$27.05	128,295	No	4	M	Direct
Common Stock	Disposition	2023-09-21	76,619	$53.85	51,676	No	4	S	Direct
Common Stock	Disposition	2023-09-21	20,776	$53.87	30,900	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options - Right to Buy	Disposition	2023-09-21	11,299	$0.00	11,299	$31.63
Common Stock	Options - Right to Buy	Disposition	2023-09-21	15,755	$0.00	15,755	$27.40
Common Stock	Options - Right to Buy	Disposition	2023-09-21	49,565	$0.00	49,565	$27.05

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2022-06-02	2031-06-02	No	4	M	Direct
7,877	2022-02-25	2031-02-25	No	4	M	Direct
0	2022-01-02	2030-11-19	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	14,045	Indirect	By ESOP

Footnotes

This transaction was executed in multiple trades at prices ranging from $53.74 to $53.91. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
This transaction was executed in multiple trades at prices ranging from $53.83 to $53.92. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
Fifty percent (50%) of the option award granted vested on June 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.
An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant. One-half of these options became exercisable on February 25, 2022, and the other half became exercisable on February 25, 2023.
Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.