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Filing Details

Accession Number:: 0000899243-23-019467
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-09-22 20:56:59
Reporting Period:: 2023-09-20

Accepted Time:: 2023-09-22 20:56:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1720671	Hashicorp Inc.	HCP	Services-Computer Programming Services (7371)	320410665

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1894601	Marc Holmes	C/O Hashicorp, Inc. 101 Second Street, Suite 700 San Francisco CA 94105	Chief Marketing Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2023-09-20	8,188	$0.00	47,187	No	4	M	Direct
Class A Common Stock	Acquisiton	2023-09-21	8,650	$0.00	55,837	No	4	C	Direct
Class A Common Stock	Disposition	2023-09-21	6,423	$23.08	49,414	No	4	S	Direct
Class A Common Stock	Acquisiton	2023-09-22	42,403	$0.00	91,817	No	4	C	Direct
Class A Common Stock	Disposition	2023-09-22	85,659	$23.18	6,158	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	C	Direct
No	4	S	Direct
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units	Disposition	2023-09-20	1,470	$0.00	1,470	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2023-09-20	6,718	$0.00	6,718	$0.00
Class B Common Stock	Restricted Stock Units	Disposition	2023-09-20	8,650	$0.00	8,650	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2023-09-20	8,650	$0.00	8,650	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2023-09-21	8,650	$0.00	8,650	$0.00
Class B Common Stock	Employee Stock Option (right to buy)	Disposition	2023-09-22	13,916	$0.00	13,916	$5.32
Class A Common Stock	Class B Common Stock	Acquisiton	2023-09-22	13,916	$0.00	13,916	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2023-09-22	42,403	$0.00	42,403	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
14,702		No	4	M	Direct
94,053		No	4	M	Direct
43,250		No	4	M	Direct
37,137		No	4	M	Direct
28,487		No	4	C	Direct
287,094	2029-02-28	No	4	M	Direct
42,403		No	4	M	Direct
0		No	4	C	Direct

Footnotes

Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.90 to $23.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (6) to this Form 4.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 23, 2023.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.82 to $23.54, inclusive.
The remaining RSUs vest in ten equal quarterly installments beginning on December 20, 2023.
The remaining RSUs vest in 14 equal quarterly installments beginning on December 20, 2023.
Each RSU represents a contingent right to receive one share of Class B Common Stock.
The remaining RSUs vest in five equal quarterly installments beginning on December 20, 2023.
Shares subject to the option are fully vested and immediately exercisable.