Filing Details
- Accession Number:
- 0001039828-23-000141
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-21 19:25:51
- Reporting Period:
- 2023-09-20
- Accepted Time:
- 2023-09-21 19:25:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039828 | American Equity Investment Life Holding Co | AEL | Life Insurance (6311) | 421447959 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1709369 | Anant Bhalla | 6000 Westown Parkway West Des Moines IA 50266 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-09-20 | 139,279 | $27.05 | 1,167,413 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-09-20 | 43,923 | $26.72 | 1,211,336 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-09-20 | 183,202 | $54.05 | 1,028,134 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options - Right to Buy | Disposition | 2023-09-20 | 139,279 | $0.00 | 139,279 | $27.05 |
| Common Stock | Options - Right to Buy | Disposition | 2023-09-20 | 43,923 | $0.00 | 43,923 | $26.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-01-02 | 2030-11-19 | No | 4 | M | Direct |
| 43,524 | 2022-01-04 | 2031-01-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,075 | Indirect | By ESOP |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $54.00 to $54.235. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
- Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.
- Fifty percent (50%) of the option award granted vested on January 4, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.
Billionaire Hedge Funds
