Filing Details

Accession Number:
0001758766-23-000122
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-18 16:51:13
Reporting Period:
2023-09-15
Accepted Time:
2023-09-18 16:51:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1758766 Stem Inc. STEM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244203 S David Buzby 100 California Street
14Th Floor
San Francisco CA 94111
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2023-09-15 62,000 $4.82 620,711 No 4 P Indirect By the David S. Buzby Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By the David S. Buzby Revocable Trust
Footnotes
  1. Held by the 2016 David S. Buzby Revocable Trust, of which the reporting person is sole trustee.