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Filing Details

Accession Number:: 0001387131-23-011233
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-09-18 08:57:59
Reporting Period:: 2023-09-15

Accepted Time:: 2023-09-18 08:57:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1777921	Avepoint Inc.	AVPT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1515132	Alan Waxman	C/O Sixth Street Partners, Llc 345 California Street, Suite 2600 San Francisco CA 94104		No	No	No	Yes
1812095	Sixth Street Partners Management Company, L.p.	C/O Sixth Street Partners, Llc 2100 Mckinney Avenue, Suite 1500 Dallas TX 75201		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2023-09-15	4,984,140	$6.00	2,407,123	No	4	S	Indirect	Held by Avatar Investment Solutions (A), LLC
Common Stock	Disposition	2023-09-15	3,904,714	$6.00	1,885,806	No	4	S	Indirect	Held by Avatar Investment Solutions 1, LLC
Common Stock	Disposition	2023-09-15	7,777,746	$6.00	3,756,312	No	4	S	Indirect	Held by Avatar Investment Opportunities, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Held by Avatar Investment Solutions (A), LLC
No	4	S	Indirect	Held by Avatar Investment Solutions 1, LLC
No	4	S	Indirect	Held by Avatar Investment Opportunities, LLC

Footnotes

Includes 213,895 shares of Common Stock that the Reporting Persons have the right to receive if the trading price of the Common Stock reaches certain thresholds (the "Contingent Consideration").
The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited.
These shares are owned directly by Avatar Investment Solutions (A), LLC. Avatar Investment Solutions (A), LLC's managing member is TCS Finance (A), LLC, the managing member of which is Sixth Street Growth GenPar, L.P. (formerly known as TSSP Capital Solutions GenPar, L.P.), a Delaware limited partnership. Sixth Street Growth GenPar, L.P. is ultimately indirectly controlled by Sixth Street Partners Management Company, L.P., a Delaware limited partnership ("Management Company"). Management Company is managed by its general partner, whose managing member is Alan Waxman.
Includes 167,571 shares of Contingent Consideration.
These shares are owned directly by Avatar Investment Solutions 1, LLC. Avatar Investment Solutions 1, LLC's managing member is TCS Finance 1, LLC, the manager of which is Sixth Street Growth GenPar, L.P. Sixth Street Growth GenPar, L.P. is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman.
Includes 333,783 shares of Contingent Consideration.
These shares are owned directly by Avatar Investment Opportunities, LLC. Avatar Investment Opportunities, LLC's managing member is Redwood IV Finance 1, LLC, the managing member of which is Sixth Street Opportunities GenPar IV, L.P. (formerly known as TSSP Opportunities GenPar IV, L.P.). Sixth Street Opportunities GenPar IV, L.P. is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman.
Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein.