Filing Details
- Accession Number:
- 0001828536-23-000167
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-18 08:35:29
- Reporting Period:
- 2023-09-15
- Accepted Time:
- 2023-09-18 08:35:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1828536 | Energy Vault Holdings Inc. | NRGV | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 853230987 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1898769 | Robert Piconi | 4360 Park Terrace Drive, Suite 100 Westlake Village CA 91361 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-09-15 | 49,915 | $2.98 | 14,187,395 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,307,946 | Indirect | See Footnote |
| Common Stock | 4,307,946 | Indirect | See Footnote |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.945 to $3.005. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Held by Piconi 2021 Delaware Trust for which the Reporting Person serves as investment advisor.
- Held by Piconi Family 2021 Delaware Trust for which the Reporting Person serves as investment advisor.
Billionaire Hedge Funds
