Filing Details

Accession Number:
0001104659-23-100550
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-13 20:15:18
Reporting Period:
2023-09-11
Accepted Time:
2023-09-13 20:15:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1808665 Assertio Holdings Inc. ASRT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1758376 A. Daniel Peisert Assertio Holdings, Inc.
100 South Saunders Road, Suite 300
Lake Forest IL 60045
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-09-11 127,281 $3.04 356,060 No 4 S Direct
Common Stock Disposition 2023-09-12 31,121 $2.97 324,939 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price reported is a weighted average sale price. The shares were sold in multiple same-way transactions on September 11, 2023 at prices ranging from $2.94 to $3.18 per share of common stock. If requested by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares of common stock sold at each separate price.
  2. The price reported is a weighted average sale price. The shares were sold in multiple same-way transactions on September 12, 2023 at prices ranging from $2.97 to $2.975 per share of common stock. If requested by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares of common stock sold at each separate price.