Filing Details

Accession Number:
0000911147-23-000066
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-13 16:31:16
Reporting Period:
2023-09-11
Accepted Time:
2023-09-13 16:31:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
911147 Century Casinos Inc CNTY Hotels & Motels (7011) 841271317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
923843 Al Et Erwin Haitzmann 455 E Pikes Peak Ave Ste 210
Colorado Springs CO 80903
Chairman Of The Board/Co Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-09-11 22,000 $5.71 201,345 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2023-09-12 450,000 $0.00 450,000 $5.05
Common Stock Employee Stock Option (right to buy) Acquisiton 2023-09-12 450,000 $0.00 450,000 $5.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-12-26 No 4 D Direct
450,000 2033-09-12 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,200,000 Indirect By Management Company
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $5.66 to $5.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The option granted on December 26, 2014 provided for vesting of 25% at grant date and 25% annually beginning December 26, 2015.
  3. On September 12, 2023, the issuer canceled, pursuant to an issuer option exchange program, an option for 450,000 shares of CNTY common stock granted to the reporting person on December 26, 2014. In exchange, the reporting person received a replacement option, for 450,000 shares, having an exercise price of $5.61 a share.
  4. The option vests 25% at grant date, 25% at one year from grant date, 25% at two years from grant date and an additional 25% at three years from grant date.