Filing Details

Accession Number:
0000950170-23-047922
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-13 16:05:09
Reporting Period:
2023-09-11
Accepted Time:
2023-09-13 16:05:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819994 Rocket Lab Usa Inc. RKLB Guided Missiles & Space Vehicles & Parts (3760) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1880893 Warren Butler C/O Rocket Lab Usa, Inc.
3881 Mcgowen Street
Long Beach CA 90808
No No No No
1880895 Kerryn Beck C/O Rocket Lab Usa, Inc.
3881 Mcgowen Street
Long Beach CA 90808
No No No No
1881791 Trust Equatorial C/O Rocket Lab Usa, Inc.
3881 Mcgowen Street
Long Beach CA 90808
No No No No
1881842 Peter Beck C/O Rocket Lab Usa, Inc.
3881 Mcgowen Street
Long Beach CA 90808
President, Ceo And Chairman No No No No
1881857 Ltd Trustee Equatorial Street Peek C/O Rocket Lab Usa, Inc.
3881 Mcgowen Street
Long Beach CA 90808
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-09-11 3,600,000 $5.62 50,951,250 No 4 S Indirect By Equatorial Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Equatorial Trust
Footnotes
  1. Held directly by the Equatorial Trust (the "Trust"), a family trust settled by Peter Beck and Kerryn Beck. Peek Street Equatorial Trustee Limited (the "Trustee") is the trustee of the Trust and each of Peter Beck, Kerryn Beck and Warren Butler serve as a director of the Trustee with shared voting and investment control of the shares and, as a result, the Trustee and each such individual is deemed to be an indirect beneficial owner of the reported securities. Each reporting owner disclaims his, her or its beneficial ownership of the reported securities except to the extent of his, her or its pecuniary interest.