Filing Details

Accession Number:
0001415889-23-013198
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-13 12:25:33
Reporting Period:
2023-09-11
Accepted Time:
2023-09-13 12:25:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1350653 Alphatec Holdings Inc. ATEC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1230641 L L James Tullis C/O Alphatec Spine, Inc.
1950 Camino Vida Roble
Carlsbad CA 92008
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-09-11 35,000 $14.74 171,962 No 4 S Direct
Common Stock Disposition 2023-09-11 70,000 $14.74 563,831 No 4 S Indirect By Tullis Growth Fund, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By Tullis Growth Fund, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 625,931 Indirect By Tullis Dickerson Capital Focus III, LP
Common Stock 380,097 Indirect By Tullis-Dickerson Partners III, LLC
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.70 to $14.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.63 to $14.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.