Filing Details

Accession Number:
0001578563-23-000089
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-12 16:53:59
Reporting Period:
2023-09-08
Accepted Time:
2023-09-12 16:53:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1753162 Fathom Holdings Inc. FTHM Real Estate Agents & Managers (For Others) (6531) 821518164
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1817237 Joshua Harley C/O Fathom Holdings Inc.
2000 Regency Parkway Drive, Suite 300
Cary NC 27518
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-09-08 5,900 $5.53 3,371,007 No 4 S Direct
Common Stock Disposition 2023-09-11 1,205 $5.61 3,369,802 No 4 S Direct
Common Stock Disposition 2023-09-12 3,381 $5.03 3,366,421 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,063,032 Indirect See Footnote (5)
Footnotes
  1. The reported securities were sold in multiple transactions at prices ranging from $5.51 to $5.60. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  2. Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 1, 2023, 47,170 shares are restricted and vest in full on December 1, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024. Of these shares, 225,000 are restricted units and vest in full on September 10, 2024.
  3. The reported securities were sold in multiple transactions at prices ranging from $5.58 to $5.61. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  4. The reported securities were sold in multiple transactions at prices ranging from $5.00 to $5.10. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  5. Includes an aggregate of 1,700,000 shares held by three trusts for which Mr. Harley serves as a trustee. Includes 363,032 shares held in a trust where an immediate family member serves as trustee.