Filing Details

Accession Number:
0001062993-23-017921
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-11 19:08:32
Reporting Period:
2023-09-07
Accepted Time:
2023-09-11 19:08:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645590 Hewlett Packard Enterprise Co HPE Wholesale-Computers & Peripheral Equipment & Software (5045) 473298624
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1866815 Gerri Gold C/O Hewlett Packard Enterprise Company
1701 E Mossy Oaks Road
Spring TX 77389
Evp, Pres & Ceo Financial Serv No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-09-07 14,166 $8.83 64,750 No 4 M Direct
Common Stock Disposition 2023-09-07 14,166 $17.48 50,584 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2023-09-07 14,166 $0.00 14,166 $8.83
Common Stock Restricted Stock Units Acquisiton 2023-04-14 156 $0.00 156 $0.00
Common Stock Restricted Stock Units Acquisiton 2023-04-14 288 $0.00 288 $0.00
Common Stock Restricted Stock Units Acquisiton 2023-04-14 1,574 $0.00 1,574 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-12-09 2023-12-09 No 4 M Direct
11,579 No 4 A Direct
20,757 No 4 A Direct
109,786 No 4 A Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.38 to $17.56. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
  2. This option became exercisable beginning on this date and is fully vested.
  3. This option is no longer exercisable beginning on this date.
  4. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  5. As previously reported, on 12/10/20, the reporting person was granted 33,003 restricted stock units ("RSUs"), 11,001 of which vested on 12/10/21, 10,621 of which vested on 12/10/22, and 10,621 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 80.1081 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 75.5495 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.
  6. As previously reported, on 12/09/21, the reporting person was granted 30,884 RSUs, 11,240 of which vested on 12/09/22, and 9,822 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 148.1634 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 139.7321 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.
  7. As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 810.2678 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 764.1589 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.