Filing Details

Accession Number:
0001104659-23-099405
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-08 21:30:09
Reporting Period:
2023-09-06
Accepted Time:
2023-09-08 21:30:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1282631 Netlist Inc NLST Semiconductors & Related Devices (3674) 954812784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1422990 M Gail Sasaki 111 Academy, Suite 100
Irvine CA 92617
Vice President And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-09-06 3,292 $1.91 312,882 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.
  2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.91 to $1.92 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.