Filing Details

Accession Number:
0001437749-23-025514
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-08 17:47:40
Reporting Period:
2023-08-31
Accepted Time:
2023-09-08 17:47:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1537561 Arch Therapeutics Inc. ARTH Surgical & Medical Instruments & Apparatus (3841) 460524102
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1579935 W Terrence Norchi C/O Arch Therapeutics, Inc.
235 Walnut Street Suite 6
Framingham MA 01702
President And Chief Executive Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-08-31 6,862 $0.28 6,862 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (right to buy) Acquisiton 2023-08-31 13,724 $0.00 13,724 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,724 2028-08-31 No 4 A Direct
Footnotes
  1. The warrants are exercisable after the earlier of (A) the six-month anniversary after the date of issuance and (B) the date that a registration statement registering the shares underlying the warrants is declared effective.
  2. The warrants were sold as part of a unit with the shares of common stock reported in Table I, at a price of $0.275 per share of common stock and accompanying warrant to purchase two shares of common stock.