Filing Details

Accession Number:
0001828108-23-000194
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-08 17:11:51
Reporting Period:
2023-09-07
Accepted Time:
2023-09-08 17:11:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1828108 Aurora Innovation Inc. AUR Services-Computer Integrated Systems Design (7373) 981562265
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1878943 Sterling Anderson C/O Aurora Innovation, Inc.
1654 Smallman St
Pittsburgh PA 15222
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-09-07 9,600 $0.00 71,533 No 4 C Direct
Class A Common Stock Disposition 2023-09-07 9,600 $3.53 61,933 No 4 S Direct
Class A Common Stock Acquisiton 2023-09-08 14,239 $0.00 76,172 No 4 C Direct
Class A Common Stock Disposition 2023-09-08 14,239 $3.50 61,933 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2023-09-07 9,600 $0.00 9,600 $0.00
Class A Common Stock Class B Common Stock Disposition 2023-09-08 14,239 $0.00 14,239 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
45,060,593 No 4 C Direct
45,046,354 No 4 C Direct
Footnotes
  1. Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.
  2. This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan.
  3. Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.50 to $3.585, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  4. Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.48 to $3.54, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.