Filing Details

Accession Number:
0001437749-23-025369
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-07 13:35:58
Reporting Period:
2023-09-06
Accepted Time:
2023-09-07 13:35:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1145255 Hennessy Advisors Inc HNNA Investment Advice (6282) 680176227
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1165093 Rodger Offenbach 7250 Redwood Blvd
Suite 200
Novato CA 94945
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-09-06 10,000 $6.72 105,573 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,902 Indirect By IRA
Common Stock 6,370 Indirect By Spouse's IRA
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $6.66 to $6.77. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in the Form 4 utilizing an average weighted price.