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Home > Insider Trading > Filing (0001683168-23-006310)

Filing Details

Accession Number:: 0001683168-23-006310
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-09-06 16:01:06
Reporting Period:: 2023-09-06

Accepted Time:: 2023-09-06 16:01:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1158114	Applied Optoelectronics Inc.	AAOI	Semiconductors & Related Devices (3674)	760533927

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1587420	(Thompson) Chih-Hsiang Lin	C/O Applied Optoelectronics, Inc. 13139 Jess Pirtle Blvd. Sugar Land TX 77478	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $.001 Par Value	Acquisiton	2023-09-06	5,964	$12.44	1,237,471	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

These shares were purchased in multiple transactions on September 6, 2023 at actual sales prices ranging from $12.34 to $12.55 per share. The price reported reflects the weighted average sale prices for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.