Filing Details

Accession Number:
0001481324-23-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-05 16:08:57
Reporting Period:
2023-08-31
Accepted Time:
2023-09-05 16:08:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
791963 Oppenheimer Holdings Inc OPY Security Brokers, Dealers & Flotation Companies (6211) 980080034
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1481324 Evan Behrens C/O Oppenheimer Holdings Inc.
85 Broad Street
New York NY 10004
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Non-Voting Common Stock Disposition 2023-08-31 2,500 $38.49 16,000 No 4 S Direct
Class A Non-Voting Common Stock Disposition 2023-08-31 5,000 $38.28 11,000 No 4 S Direct
Class A Non-Voting Common Stock Disposition 2023-09-01 5,000 $38.43 6,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct