Filing Details

Accession Number:
0000789356-11-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-11 19:17:11
Reporting Period:
2011-07-07
Filing Date:
2011-07-11
Accepted Time:
2011-07-11 19:17:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789356 California Pizza Kitchen Inc. CPKI Retail-Eating Places (5812) 954040623
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1275937 Susan Collyns 6053 W Century Blvd Ste 1100
C/O California Pizza Kitchen Inc
Los Angles CA 90045-6430
Coo, Cfo, Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-07-07 40,078 $18.50 40,000 No 4 U Direct
Common Stock Disposition 2011-07-07 40,000 $18.50 0 No 4 S Direct
Common Stock Acquisiton 2011-07-07 195,000 $14.66 195,000 No 4 M Direct
Common Stock Disposition 2011-07-07 154,524 $18.50 40,476 No 4 F Direct
Common Stock Disposition 2011-07-07 40,476 $18.50 0 No 4 D Direct
Common Stock Acquisiton 2011-07-07 150,000 $16.34 150,000 No 4 M Direct
Common Stock Disposition 2011-07-07 132,486 $18.50 17,514 No 4 F Direct
Common Stock Disposition 2011-07-07 17,514 $18.50 0 No 4 D Direct
Common Stock Acquisiton 2011-07-07 7,500 $14.94 7,500 No 4 M Direct
Common Stock Disposition 2011-07-07 6,057 $18.50 1,443 No 4 F Direct
Common Stock Disposition 2011-07-07 1,443 $18.50 0 No 4 D Direct
Common Stock Acquisiton 2011-07-07 5,625 $13.31 5,625 No 4 M Direct
Common Stock Disposition 2011-07-07 4,047 $18.50 1,578 No 4 F Direct
Common Stock Disposition 2011-07-07 1,578 $18.50 0 No 4 D Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 U Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 D Direct
No 4 M Direct
No 4 F Direct
No 4 D Direct
No 4 M Direct
No 4 F Direct
No 4 D Direct
No 4 M Direct
No 4 F Direct
No 4 D Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-07-07 195,000 $0.00 195,000 $14.66
Common Stock Employee Stock Option (right to buy) Disposition 2011-07-07 150,000 $0.00 150,000 $16.34
Common Stock Employee Stock Option (right to buy) Disposition 2011-07-07 7,500 $0.00 7,500 $14.94
Common Stock Employee Stock Option (right to buy) Disposition 2011-07-07 5,625 $0.00 5,625 $13.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-02-20 No 4 M Direct
0 2015-04-21 No 4 M Direct
0 2013-01-21 No 4 M Direct
0 2012-01-18 No 4 M Direct
Footnotes
  1. The shares were transferred to CPK Merger Sub Inc. pursuant to the Stockholder Tender and Support Agreement, dated May 24, 2011, among the Registrant, CPK Holdings Inc., CPK Merger Sub Inc. and the reporting person.
  2. The option provided for 1/8 vesting of 45,000 of the underlying shares beginning on August 20, 2008 and semi-annually thereafter. The vesting was accelerated to July 7, 2011 pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 24, 2011, among the Registrant, CPK Holdings Inc. and CPK Merger Sub Inc. The option also provided for 1/3 vesting of 150,000 of the underlying shares beginning on February 20, 2009 and annually thereafter.
  3. The option provided for 1/2 vesting on April 21, 2005 and 1/12 vesting quarterly thereafter.
  4. The option provided for 1/8 vesting beginning on July 21, 2003 and semi-annually thereafter.
  5. The option provided for 1/8 vesting of the 15,000 underlying shares granted beginning on July 18, 2002 and semi-annually thereafter.