Filing Details
- Accession Number:
- 0001596783-23-000126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-01 13:52:35
- Reporting Period:
- 2023-08-30
- Accepted Time:
- 2023-09-01 13:52:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1596783 | Catalent Inc. | CTLT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278569 | J John Greisch | C/O Catalent, Inc. 14 Schoolhouse Road Somerset NJ 08873 | Executive Chair | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-08-30 | 21,000 | $50.24 | 34,000 | No | 4 | P | Indirect | Through John J. Greisch 2014 Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Through John J. Greisch 2014 Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to purchase Common Stock | Acquisiton | 2023-08-30 | 127,096 | $0.00 | 127,096 | $48.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 127,096 | 2033-08-30 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 16,196 | Direct |
Footnotes
- The number of securities reported reflects the forfeiture of 684 restricted stock units granted to the reporting person on October 27, 2022 upon the reporting person's appointment as an executive officer of the Issuer.
- Volume-weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.97 to $50.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan.
- The options vest and become exercisable in four equal annual installments beginning on August 30, 2024.
Billionaire Hedge Funds
