Filing Details
- Accession Number:
- 0001294337-11-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-11 18:10:26
- Reporting Period:
- 2011-07-07
- Filing Date:
- 2011-07-11
- Accepted Time:
- 2011-07-11 18:10:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789356 | California Pizza Kitchen Inc. | CPKI | Retail-Eating Places (5812) | 954040623 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1120820 | L Richard Rosenfield | 6053 West Century Blvd 11Th Floor Los Angeles CA 90045 | Co-Chairman & Co-Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-07-07 | 1,006,356 | $18.50 | 53,333 | No | 4 | U | Indirect | By Self as Trustee for the Rosenfield Revocable Trust |
| Common Stock | Disposition | 2011-07-07 | 53,333 | $18.50 | 0 | No | 4 | S | Indirect | By Self as Trustee for the Rosenfield Revocable Trust |
| Common Stock | Disposition | 2011-07-07 | 8,328 | $18.50 | 0 | No | 4 | U | Direct | |
| Common Stock | Acquisiton | 2011-07-07 | 450,000 | $15.52 | 450,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-07 | 377,514 | $18.50 | 72,486 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-07-07 | 72,486 | $18.50 | 0 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2011-07-07 | 450,000 | $15.74 | 450,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-07 | 382,865 | $18.50 | 67,135 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-07-07 | 67,135 | $18.50 | 0 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2011-07-07 | 150,000 | $12.63 | 150,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-07 | 102,405 | $18.50 | 47,595 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-07-07 | 47,595 | $18.50 | 0 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | U | Indirect | By Self as Trustee for the Rosenfield Revocable Trust |
| No | 4 | S | Indirect | By Self as Trustee for the Rosenfield Revocable Trust |
| No | 4 | U | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-07-07 | 450,000 | $0.00 | 450,000 | $15.52 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-07-07 | 450,000 | $0.00 | 450,000 | $15.74 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-07-07 | 150,000 | $0.00 | 150,000 | $12.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-04-11 | 2015-04-11 | No | 4 | M | Direct |
| 0 | 2005-04-11 | 2014-12-29 | No | 4 | M | Direct |
| 0 | 2004-09-03 | 2014-03-03 | No | 4 | M | Direct |
Footnotes
- The shares were transferred to CPK Merger Sub Inc pursuant to the Stockholder Tender and Support Agreement, dated May 24, 2011, among the Registrant, CPK Holdings Inc., CPK Merger Sub Inc. and the reporting person.
- The option became exercisable as to 1/5 of the underlying shares on this date and became exercisable as to an additional 1/10 of the underlying shares quarterly thereafter.
- The option became exercisable as to 1/8 of the underlying shares on this date and became exercisable as to an additional 1/18 of the underlying shares semi-annually thereafter.
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