Filing Details
- Accession Number:
- 0001421517-23-000155
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-31 18:01:02
- Reporting Period:
- 2023-08-29
- Accepted Time:
- 2023-08-31 18:01:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1421517 | Energy Recovery Inc. | ERII | Special Industry Machinery, Nec (3559) | 010616867 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1723522 | Farshad Ghasripoor | C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-08-29 | 15,331 | $7.50 | 97,143 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-08-29 | 35,800 | $7.60 | 132,943 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-29 | 51,131 | $27.92 | 81,812 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2023-08-29 | 15,331 | $7.50 | 15,331 | $7.50 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2023-08-29 | 35,800 | $7.60 | 35,800 | $7.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2028-02-01 | No | 4 | M | Direct | |
| 0 | 2029-01-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,230 | Indirect | JT with Spouse |
Footnotes
- This figure is the weighted average sales price of multiple trades ranging from $27.870 to $28.020 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
- This employee stock option was granted on February 1, 2018.
- This employee stock option was granted on January 31, 2019.
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