Filing Details
- Accession Number:
- 0000892251-23-000139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-31 15:35:27
- Reporting Period:
- 2023-08-29
- Accepted Time:
- 2023-08-31 15:35:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 763532 | Lsi Industries Inc | LYTS | Electric Lighting & Wiring Equipment (3640) | 310888951 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1708704 | E James Galeese | Lsi Industries Inc. 10000 Alliance Rd Cincinnati OH 45242 | Executive Vp; Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2023-08-29 | 6,345 | $15.71 | 142,944 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2023-08-29 | 810 | $15.82 | 142,134 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 61,328 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | $5.92 | 2027-08-17 | 38,000 | 38,000 | Direct | |
| Common Shares | Option to Buy | $4.94 | 2028-08-16 | 43,898 | 38,386 | Direct | |
| Common Shares | Option to Buy | $3.83 | 2029-08-21 | 75,606 | 75,606 | Direct | |
| Common Shares | Option to Buy | $6.80 | 2030-08-19 | 22,586 | 22,586 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-08-17 | 38,000 | 38,000 | Direct |
| 2028-08-16 | 43,898 | 38,386 | Direct |
| 2029-08-21 | 75,606 | 75,606 | Direct |
| 2030-08-19 | 22,586 | 22,586 | Direct |
Footnotes
- Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- Disposition of shares for payment of taxes upon vesting of restricted stock units and performance share units. The transaction reported in Table I of the reporting person's Form 4 filed on August 24, 2023 was not consummated and this report corrects that reported transaction.
- These holdings have previously been reported on Form 4.
- The options vest ratably over a three year time period.
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