Filing Details

Accession Number:
0001294337-11-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-11 17:36:04
Reporting Period:
2011-07-07
Filing Date:
2011-07-11
Accepted Time:
2011-07-11 17:36:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789356 California Pizza Kitchen Inc. CPKI Retail-Eating Places (5812) 954040623
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1120823 S Larry Flax 6053 West Century Blvd 11Th Floor
Los Angeles CA 90045
Co-Chairman & Co-Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-04-05 5,000 $0.00 774,717 No 5 G Indirect By Self as Trustee for the Larry S. Flax Revocable Trust
Common Stock Disposition 2011-07-07 721,384 $18.50 53,333 No 4 U Indirect By Self as Trustee for the Larry S. Flax Revocable Trust
Common Stock Disposition 2011-07-07 53,333 $18.50 0 No 4 S Indirect By Self as Trustee for the Larry S. Flax Revocable Trust
Common Stock Acquisiton 2011-04-05 5,000 $0.00 187,835 No 5 G Indirect By Joan Gillette Flax Family Trust of 1990
Common Stock Disposition 2011-07-07 187,835 $18.50 0 No 4 U Indirect By Joan Gillette Flax Family Trust of 1990
Common Stock Disposition 2011-07-07 61,173 $18.50 0 No 4 U Indirect By Self as Trustee for the Rosenfield Children's Trust DTD 12/28/89
Common Stock Disposition 2011-07-07 8,328 $18.50 0 No 4 U Direct
Common Stock Acquisiton 2011-07-07 450,000 $15.52 450,000 No 4 M Direct
Common Stock Disposition 2011-07-07 377,514 $18.50 72,486 No 4 F Direct
Common Stock Disposition 2011-07-07 72,486 $18.50 0 No 4 D Direct
Common Stock Acquisiton 2011-07-07 450,000 $15.74 450,000 No 4 M Direct
Common Stock Disposition 2011-07-07 382,865 $18.50 67,135 No 4 F Direct
Common Stock Disposition 2011-07-07 67,135 $18.50 0 No 4 D Direct
Common Stock Acquisiton 2011-07-07 150,000 $12.63 150,000 No 4 M Direct
Common Stock Disposition 2011-07-07 102,405 $18.50 47,595 No 4 F Direct
Common Stock Disposition 2011-07-07 47,595 $18.50 0 No 4 D Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect By Self as Trustee for the Larry S. Flax Revocable Trust
No 4 U Indirect By Self as Trustee for the Larry S. Flax Revocable Trust
No 4 S Indirect By Self as Trustee for the Larry S. Flax Revocable Trust
No 5 G Indirect By Joan Gillette Flax Family Trust of 1990
No 4 U Indirect By Joan Gillette Flax Family Trust of 1990
No 4 U Indirect By Self as Trustee for the Rosenfield Children's Trust DTD 12/28/89
No 4 U Direct
No 4 M Direct
No 4 F Direct
No 4 D Direct
No 4 M Direct
No 4 F Direct
No 4 D Direct
No 4 M Direct
No 4 F Direct
No 4 D Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-07-07 450,000 $0.00 450,000 $15.52
Common Stock Employee Stock Option (right to buy) Disposition 2011-07-07 450,000 $0.00 450,000 $15.74
Common Stock Employee Stock Option (right to buy) Disposition 2011-07-07 150,000 $0.00 150,000 $12.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-04-11 2015-04-11 No 4 M Direct
0 2005-04-11 2014-12-29 No 4 M Direct
0 2004-09-03 2014-03-03 No 4 M Direct
Footnotes
  1. The shares were transferred to CPK Merger Sub Inc. pursuant to the Stockholder Tender and Support Agreement, dated May 24, 2011, among the Registrant, CPK Holdings Inc., CPK Merger Sub Inc. and the reporting person.
  2. The option became exercisable as to 1/5 of the underlying shares on this date and became exercisable as to an additional 1/10 of the underlying shares quarterly thereafter.
  3. The option became exercisable as to 1/8 of the underlying shares on this date and became exercisable as to an additional 1/8 of the underlying shares semi-annually thereafter.