Filing Details

Accession Number:
0001127602-23-023369
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-29 16:31:45
Reporting Period:
2023-08-25
Accepted Time:
2023-08-29 16:31:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1630805 Babcock & Wilcox Enterprises Inc. BW Heating Equipment, Except Electric & Warm Air Furnaces (3433) 472783641
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1936569 T Joseph Buckler 1200 E. Market Street, Suite 650
Akron 44305
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-08-25 15,000 $4.88 125,305 No 4 M Direct
Common Stock Disposition 2023-08-25 6,802 $4.88 118,503 No 4 F Direct
Common Stock Disposition 2023-08-25 3,500 $4.79 115,003 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2023-08-25 15,000 $0.00 15,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-08-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 551 Indirect 401k Plan
Footnotes
  1. Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock unit.
  2. The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  3. Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock.
  4. RSUs vest in three installments beginning Augut 25, 2021.