Filing Details
- Accession Number:
- 0000892251-23-000135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-28 12:21:08
- Reporting Period:
- 2023-08-24
- Accepted Time:
- 2023-08-28 12:21:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 763532 | Lsi Industries Inc | LYTS | Electric Lighting & Wiring Equipment (3640) | 310888951 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1409783 | A Thomas Caneris | C/O Lsi Industries Inc. 10000 Alliance Rd Cincinnati OH 45242 | Exec. Vp, Hr & General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2023-08-24 | 5,909 | $15.72 | 41,911 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 135,082 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | $4.04 | 2029-08-05 | 100,000 | 100,000 | Direct | |
| Common Shares | Option to Buy | $3.83 | 2029-08-21 | 73,404 | 73,404 | Direct | |
| Common Shares | Optino to Buy | $6.80 | 2030-08-19 | 21,928 | 21,928 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2029-08-05 | 100,000 | 100,000 | Direct |
| 2029-08-21 | 73,404 | 73,404 | Direct |
| 2030-08-19 | 21,928 | 21,928 | Direct |
Footnotes
- Disposition of shares for payment of taxes upon vesting of restricted stock units and performance share units. This report also corrects the price reported on the reporting person's Form 4 filed on August 24, 2023 which was $15.72, not $15.96 as previously reported.
- Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- These holdings have been previously reported on Form 4.
- Non-qualified stock option granted pursuant to the Employment Offer Letter dated June 13, 2019 between the Reporting Person and the Issuer as an inducement award outside the Issuer's 2012 Stock Incentive Plan in accordance with NASDAQ Listing Rule 5635(c)(4). The option vests as follows: 100,000 shares on August 5, 2022. The vesting of the option is subject to the Reporting Person's continued employment with the Issuer as Senior Vice President, Human Resources and General Counsel on August 5, 2022.
- The options vest ratably over a three year period.
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