Filing Details
- Accession Number:
- 0001579587-23-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-25 16:17:55
- Reporting Period:
- 2023-08-23
- Accepted Time:
- 2023-08-25 16:17:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1023024 | Ani Pharmaceuticals Inc | ANIP | Pharmaceutical Preparations (2834) | 582301143 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1579587 | G. James Marken | C/O Ani Pharmaceuticals, Inc. 210 Main Street West Baudette MN 56623 | Svp Ops & Prod Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-08-23 | 3,750 | $40.59 | 135,377 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-08-23 | 1,667 | $33.00 | 137,044 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-23 | 3,932 | $63.00 | 133,112 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2023-08-23 | 3,750 | $40.59 | 3,750 | $40.59 |
| Common Stock | Stock Option (right to buy) | Disposition | 2023-08-23 | 1,667 | $33.00 | 1,667 | $33.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2026-04-06 | No | 4 | M | Direct | |
| 0 | 2024-03-31 | No | 4 | M | Direct |
Footnotes
- 25% of the total options vested on each of April 7, 2017, April 7, 2018, April 7, 2019, and April 7, 2020.
- 25% of the total options vested on each of April 1, 2015, April 1, 2016, April 1, 2017, and April 1, 2018.
Billionaire Hedge Funds
