Filing Details

Accession Number:
0000892251-23-000127
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-24 16:12:53
Reporting Period:
2023-08-22
Accepted Time:
2023-08-24 16:12:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
763532 Lsi Industries Inc LYTS Electric Lighting & Wiring Equipment (3640) 310888951
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409783 A Thomas Caneris C/O Lsi Industries Inc.
10000 Alliance Rd
Cincinnati OH 45242
Exec. Vp, Hr & General Counsel No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2023-08-22 4,485 $15.96 47,820 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 135,082 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares Option to Buy $4.04 2029-08-05 100,000 100,000 Direct
Common Shares Option to Buy $3.83 2029-08-21 73,404 73,404 Direct
Common Shares Optino to Buy $6.80 2030-08-19 21,928 21,928 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2029-08-05 100,000 100,000 Direct
2029-08-21 73,404 73,404 Direct
2030-08-19 21,928 21,928 Direct
Footnotes
  1. Disposition of shares for payment of taxes upon vesting of restricted stock units and performance share units.
  2. Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
  3. These holdings have been previously reported on Form 4.
  4. Non-qualified stock option granted pursuant to the Employment Offer Letter dated June 13, 2019 between the Reporting Person and the Issuer as an inducement award outside the Issuer's 2012 Stock Incentive Plan in accordance with NASDAQ Listing Rule 5635(c)(4). The option vests as follows: 100,000 shares on August 5, 2022. The vesting of the option is subject to the Reporting Person's continued employment with the Issuer as Senior Vice President, Human Resources and General Counsel on August 5, 2022.
  5. The options vest ratably over a three year period.