Filing Details

Accession Number:
0001807878-23-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-24 07:43:03
Reporting Period:
2023-08-23
Accepted Time:
2023-08-24 07:43:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1704711 Funko Inc. FNKO Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1807878 Ltd. (Uk) Advisors Capital Working Queripel House, Unit 2
1 Duke Of York Square
London X0 SW3 4LY
No No Yes No
1899655 Ltd. Pte. Management Capital Working 3 Phillip Street,
17-01 Royal Group Building
Singapore U0 048693
No No Yes No
1899806 Chan Kenneth Hsiang-Tze Queripel House Unit 2
1 Duke Of York Square
London X0 SW3 4LY
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-08-23 63,301 $6.24 6,187,224 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
Footnotes
  1. Includes (i) 3,315,404 shares of Class A common stock held directly by Working Capital Fund and (ii) 2,871,820 shares of Class A common stock held directly by High Street, with each held indirectly by the Investment Manager, the Parent Company, and Kenneth Chan. The Investment Manager serves as the investment manager to High Street and Working Capital Fund. The Parent Company is the sole owner of the Investment Manager. Kenneth Chan is the sole owner of the Parent Company.
  2. Includes Class A common stock held directly by High Street Partners, Ltd. ("High Street") and Class A common stock held directly by Working Capital Partners, Ltd. ("Working Capital Fund"), with each held indirectly by Working Capital Advisors (UK) Ltd. (the "Investment Manager"), Working Capital Management Pte. Ltd. (the "Parent Company"), and Kenneth Chan. The Investment Manager serves as the investment manager to High Street and Working Capital Fund. The Parent Company is the sole owner of the Investment Manager. Kenneth Chan is the sole owner of the Parent Company.