Filing Details

Accession Number:
0001209191-23-047145
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-23 21:05:37
Reporting Period:
2023-08-15
Accepted Time:
2023-08-23 21:05:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1825079 Velo3D Inc. VLD Special Industry Machinery, Nec (3559) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1878824 D. William Mccombe C/O Velo3D, Inc.
511 Division Street
Campbell CA 95008
Chief Financial Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-08-15 9,935 $0.00 160,404 No 4 M Direct
Common Stock Acquisiton 2023-08-15 20,795 $0.00 181,199 No 4 M Direct
Common Stock Disposition 2023-08-21 11,201 $1.49 169,998 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit (RSU) Disposition 2023-08-15 9,935 $0.00 9,935 $0.00
Common Stock Restricted Stock Unit (RSU) Disposition 2023-08-15 20,795 $0.00 20,795 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
89,417 No 4 M Direct
41,588 No 4 M Direct
Footnotes
  1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
  2. The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.
  3. The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
  4. The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.