Filing Details

Accession Number:
0001209191-23-047130
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-23 20:00:12
Reporting Period:
2023-08-21
Accepted Time:
2023-08-23 20:00:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616262 Rocky Mountain Chocolate Factory Inc. RMCF Sugar & Confectionery Products (2060) 471535633
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1733547 Richart Jeffrey Geygan 265 Turner Drive
Durango CO 81303
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-08-21 9,430 $5.25 830,218 No 4 S Indirect By Global Value Investment Corporation
Common Stock Acquisiton 2023-08-21 4,303 $5.26 834,521 No 4 P Indirect By Global Value Investment Corporation
Common Stock Acquisiton 2023-08-21 7,217 $5.26 44,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Global Value Investment Corporation
No 4 P Indirect By Global Value Investment Corporation
No 4 P Direct
Footnotes
  1. The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.
  2. These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.
  3. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  4. The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.