Home > Insider Trading > Filing (0001498233-23-000065)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1498233	Cepton Inc.	CPTN	Motor Vehicle Parts & Accessories (3714)	272447291

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1888562	Liqun Han	C/O Cepton, Inc 399 W. Trimble Rd San Jose CA 95131	Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2023-08-21	18,673	$0.56	512,855	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	489,847	Indirect	See footnote.

Footnotes

Represents shares sold to satisfy tax withholding obligations of the Reporting Person in connection with the vesting of restricted stock units.
The Reporting Person disposed 18,673 shares of Common Stock in multiple trades at prices ranging from $0.55 to $0.56 per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
The shares of Common Stock are held by the Han-Ouyang Living Trust, U/A, dated March 21, 2021, of which the reporting person is a trustee.