Filing Details

Accession Number:
0001209191-23-046721
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-21 16:47:49
Reporting Period:
2023-08-18
Accepted Time:
2023-08-21 16:47:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1728688 I3 Verticals Inc. IIIV Services-Business Services, Nec (7389) 824052852
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1738750 Timothy Mckenna 40 Burton Hills Blvd.
Suite 415
Nashville TN 37215
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.0001 Per Share Acquisiton 2023-08-18 10,000 $13.00 10,000 No 4 M Direct
Class A Common Stock, Par Value $0.0001 Per Share Disposition 2023-08-18 7,313 $22.32 2,687 No 4 F Direct
Class A Common Stock, Par Value $0.0001 Per Share Disposition 2023-08-18 2,687 $22.27 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock, Par Value $0.0001 Per Share Stock Option (Right to Buy) Disposition 2023-08-18 10,000 $0.00 10,000 $13.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2028-06-20 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.26 to $22.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.