Filing Details

Accession Number:
0001138639-23-000165
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-17 18:17:18
Reporting Period:
2023-08-15
Accepted Time:
2023-08-17 18:17:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138639 Infinera Corp INFN Telephone & Telegraph Apparatus (3661) 770560433
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1596296 H Michael Fernicola C/O Infinera Corporation
6373 San Ignacio Avenue
San Jose CA 95119
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-08-15 1,041 $3.56 101,058 No 4 A Direct
Common Stock Acquisiton 2023-08-16 6,500 $3.90 107,558 No 4 P Direct
Common Stock Acquisiton 2023-08-17 4,000 $4.00 111,558 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2007 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 16, 2023 through August 15, 2023. This transaction is exempt under Rule 16b-3(c).
  2. In accordance with the provisions of the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on August 15, 2023, which was the last trading day of the applicable offering period. The closing price on August 15, 2023 was $4.19.