Filing Details

Accession Number:
0001415889-23-012356
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-17 16:15:10
Reporting Period:
2023-08-15
Accepted Time:
2023-08-17 16:15:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819142 Ses Ai Corp SES Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1907466 Yongkyu Son C/O Ses Ai Corporation
35 Cabot Road
Woburn MA 01801
Chief Technology Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-08-15 99,576 $0.07 683,438 No 4 M Direct
Class A Common Stock Disposition 2023-08-15 99,576 $2.12 583,862 No 4 S Direct
Class A Common Stock Acquisiton 2023-08-16 137,735 $0.07 721,597 No 4 M Direct
Class A Common Stock Disposition 2023-08-16 137,735 $2.13 583,862 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2023-08-15 99,576 $0.00 99,576 $0.07
Class A Common Stock Stock Option (Right to Buy) Disposition 2023-08-16 137,735 $0.00 137,735 $0.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
137,735 2026-08-14 No 4 M Direct
0 2026-08-14 No 4 M Direct
Footnotes
  1. Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.135, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.09 to $2.225, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  4. Reflects fully vested options granted on August 15, 2016, subject to the Reporting Person's continued service on the vesting date.