Filing Details

Accession Number:
0001726978-23-000103
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-16 17:47:16
Reporting Period:
2023-08-14
Accepted Time:
2023-08-16 17:47:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1726978 Goosehead Insurance Inc. GSHD Insurance Agents, Brokers & Service (6411) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1736768 Evan Mark Jones C/O Goosehead Insurance, Inc.
1500 Solana Blvd., Building 4, Ste 4500
Westlake TX 76262
Ceo Yes Yes Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-08-14 8,854 $10.00 205,355 No 4 M Direct
Class A Common Stock Disposition 2023-08-14 8,570 $62.88 196,785 No 4 S Direct
Class A Common Stock Disposition 2023-08-14 284 $63.69 196,501 No 4 S Direct
Class A Common Stock Acquisiton 2023-08-15 6,104 $10.00 202,605 No 4 M Direct
Class A Common Stock Disposition 2023-08-15 6,104 $62.10 196,501 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Options (right to buy) Disposition 2023-08-14 8,854 $10.00 8,854 $10.00
Class A Common Stock Employee Stock Options (right to buy) Disposition 2023-08-15 6,104 $10.00 6,104 $10.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
51,428 2028-04-26 No 4 M Direct
45,324 2028-04-26 No 4 M Direct
Footnotes
  1. This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.48 to $63.47, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.48 to $64.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  4. One third (1/3rd) of the option, which represents the right to purchase a total of 320,000 shares, vested and became exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date, which was April 26, 2018.