Filing Details

Accession Number:
0000064040-23-000169
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-15 17:20:31
Reporting Period:
2023-08-11
Accepted Time:
2023-08-15 17:20:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
64040 S&P Global Inc. SPGI Services-Consumer Credit Reporting, Collection Agencies (7320) 131026995
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1678887 Jason Adam Kansler
55 Water Street
New York NY
President, Market Intelligence No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-08-11 1,200 $386.19 29,761 No 4 S Direct
Common Stock Disposition 2023-08-11 5,873 $387.29 23,888 No 4 S Direct
Common Stock Disposition 2023-08-11 2,927 $388.04 20,961 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 23,749 Indirect by Adam J. Kansler 2022 GRAT
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 2,886 2,886 Direct
Common Stock Restricted Stock Units $0.00 10,659 10,659 Direct
Common Stock Restricted Stock Units $0.00 1,673 1,673 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2,886 2,886 Direct
10,659 10,659 Direct
1,673 1,673 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $385.70 to $386.69, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $386.70 to $387.69, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $387.70 to $388.44, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
  4. Each restricted stock unit represents a contingent right to receive one share of SPGI Common Stock.
  5. As previously reported, the reporting person was granted 2,886 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2023, 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  6. As previously reported, these restricted stock units were converted from restricted stock units in IHS Markit Ltd. ("IHS Markit") in connection with the IHS Markit merger, and have the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that the performance-vesting conditions with respect to the restricted stock units that were converted from IHS Markit performance-based restricted stock units lapsed.
  7. As previously reported, the reporting person was granted 2,496 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.