Filing Details

Accession Number:
0001209191-23-045703
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-14 18:22:34
Reporting Period:
2023-08-11
Accepted Time:
2023-08-14 18:22:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101984 Universal Electronics Inc UEIC Household Audio & Video Equipment (3651) 330204817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1579104 Hyen Cheung David Chong 15147 North Scottsdale Road
H300
Scottsdale AZ 85254
Executive Vice President -Asia No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-08-11 1,000 $9.37 25,634 No 4 P Direct
Common Stock Acquisiton 2023-08-14 1,000 $9.79 26,634 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,112 Indirect See Footnote #1
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 0 15,276 Direct
Common Stock Employee Stock Options (Rt To Buy) $0.00 0 46,230 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 15,276 Direct
0 46,230 Direct
Footnotes
  1. These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.
  2. Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
  3. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
  4. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
  5. The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
  6. This figure represents an aggregate number of stock options held by Reporting Person.