Filing Details

Accession Number:
0001775195-23-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-14 16:36:15
Reporting Period:
2023-08-10
Accepted Time:
2023-08-14 16:36:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1163668 South Plains Financial Inc. SPFI State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1775195 C Curtis Griffith 5219 City Bank Parkway
Lubbock TX 79407-3544
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-08-10 80,000 $26.88 1,458,263 No 4 D Direct
Common Stock Disposition 2023-08-11 23,000 $26.88 64,000 No 4 S Indirect By RTW Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 S Indirect By RTW Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 45,360 Indirect By Spouse
Common Stock 435,000 Indirect By CCG Trust
Common Stock 87,000 Indirect By BLW Trust
Common Stock 87,000 Indirect By WHW Trust
Common Stock 87,000 Indirect By SSG Trust
Common Stock 87,000 Indirect By JBG Trust
Footnotes
  1. The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions.
  2. Shares sold to Noe G. Valles, a director of the Issuer, in a private transaction.
  3. Shares held in the Richard Thomas White 2021 Trust ("RTW Trust"), over which the Reporting Person serves as trustee. A member of the Reporting Person's immediate family is the beneficiary of this trust.
  4. Shares owned by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
  5. Shares held in the Curtis C. Griffith 2021 Irrevocable Trust ("CCG Trust"), over which the Reporting Person's spouse, who shares the Reporting Person's household, serves as trustee. The members of the Reporting Person's immediate family are the beneficiaries of this trust. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
  6. Shares held in the Birdie Lucille White 2021 Trust ("BLW Trust"), over which the Reporting Person serves as trustee. A member of the Reporting Person's immediate family is the beneficiary of this trust.
  7. Shares held in the William Hogan White 2021 Trust ("WHW Trust"), over which the Reporting Person serves as trustee. A member of the Reporting Person's immediate family is the beneficiary of this trust
  8. Shares held in the Sydney Suzanne Griffith 2021 Trust ("SSG Trust"), over which the Reporting Person serves as trustee. A member of the Reporting Person's immediate family is the beneficiary of this trust.
  9. Shares held in the Johnathan Brockway Griffith 2021 Trust ("JBG Trust"), over which the Reporting Person serves as trustee. A member of the Reporting Person's immediate family is the beneficiary of this trust.