Filing Details

Accession Number:
0001209191-23-045641
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-14 16:32:21
Reporting Period:
2022-07-29
Accepted Time:
2023-08-14 16:32:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1613780 Dbv Technologies S.a. DBVT Biological Products, (No Disgnostic Substances) (2836) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1760395 Pharis Mohideen C/O Dbv Technologies S.a.
177-181 Avenue Pierre Brossolette
Montrouge I0 92120
Chief Medical Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2022-07-29 10,000 $0.00 34,200 No 4 A Direct
Ordinary Shares Acquisiton 2022-11-21 17,500 $0.00 51,700 No 4 A Direct
Ordinary Shares Disposition 2022-11-24 1,792 $2.88 49,908 No 4 S Direct
Ordinary Shares Disposition 2023-05-24 469 $3.54 49,439 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (right to buy) Acquisiton 2022-07-29 100,000 $0.00 100,000 $4.83
Ordinary Shares Employee Stock Option (right to buy) Acquisiton 2022-11-21 115,000 $0.00 115,000 $3.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 2032-07-29 No 4 A Direct
115,000 2032-11-21 No 4 A Direct
Footnotes
  1. The ordinary shares may be represented by American Depositary Shares, each of which currently represents one-half of one ordinary share.
  2. Represents the Issuer's ordinary shares underlying a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one ordinary share. 25% of the shares underlying the RSU vest on July 29, 2023, with the remaining shares vesting in six equal semi-annual installments thereafter, subject in each case to the Reporting Person continuing to provide service through each such date.
  3. Represents the Issuer's ordinary shares underlying a restricted stock unit RSU award. Each RSU represents a contingent right to receive one ordinary share. 25% of the shares underlying the RSU vest on November 21, 2023, with the remaining shares vesting in six equal semi-annual installments thereafter, subject in each case to the Reporting Person continuing to provide service through each such date.
  4. Shares sold to satisfy withholding tax obligations upon the the vesting of RSUs.
  5. This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.0409 to EURO 1.00 as of November 24, 2022.
  6. This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.0746 to EURO 1.00 as of May 24, 2023.
  7. This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.0226 to EURO 1.00 as of July 29, 2022.
  8. 25% of the shares subject to the option vest on July 29, 2023, with the remaining shares vesting in six equal semi-annual installments thereafter, subject to the Reporting Person continuing to provide service through each such date.
  9. This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.0242 to EURO 1.00 as of November 21, 2022.
  10. 25% of the shares subject to the option vest on November 21, 2023, with the remaining shares vesting in six equal semi-annual installments thereafter, subject to the Reporting Person continuing to provide service through each such date.