Filing Details
- Accession Number:
- 0001062993-23-016303
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-11 19:11:02
- Reporting Period:
- 2023-08-09
- Accepted Time:
- 2023-08-11 19:11:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1814215 | Nuburu Inc. | BURU | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1846535 | Whitney Haring-Smith | 12610 Race Track Road Suite 250 Tampa FL 33626 | No | No | Yes | No | |
| 1959879 | Anzu Nuburu V Llc | 12610 Race Track Road Suite 250 Tampa FL 33626 | No | No | Yes | No | |
| 1959884 | Anzu Nuburu Llc | 12610 Race Track Road Suite 250 Tampa FL 33626 | No | No | Yes | No | |
| 1959900 | David Seldin | 12610 Race Track Road Suite 250 Tampa FL 33626 | No | No | Yes | No | |
| 1959913 | Debrah Herman | 12610 Race Track Road Suite 250 Tampa FL 33626 | No | No | Yes | No | |
| 1959972 | Anzu Partners Llc | 12610 Race Track Road Suite 250 Tampa FL 33626 | No | No | Yes | No | |
| 1959974 | Anzu Nuburu Ii Llc | 12610 Race Track Road Suite 250 Tampa FL 33626 | No | No | Yes | No | |
| 1960024 | Anzu Nuburu Iii Llc | 12610 Race Track Road Suite 250 Tampa FL 33626 | No | No | Yes | No | |
| 1960132 | Cst Global Llc | 12610 Race Track Road Suite 250 Tampa FL 33626 | No | No | Yes | No | |
| 1960188 | Partnership Ltd Family Michael Jennifer & David | 12610 Race Track Road Suite 250 Tampa FL 33626 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-08-09 | 19,777 | $0.68 | 5,645,857 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-09 | 7,859 | $0.68 | 2,243,562 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-09 | 3,615 | $0.68 | 1,031,919 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-09 | 2,970 | $0.68 | 847,939 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-09 | 983 | $0.68 | 280,487 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-09 | 348 | $0.68 | 99,231 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-09 | 201 | $0.68 | 57,476 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-09 | 47 | $0.68 | 13,538 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-09 | 24 | $0.68 | 6,768 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-10 | 323,586 | $0.74 | 5,322,271 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-10 | 128,584 | $0.74 | 2,114,978 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-10 | 59,142 | $0.74 | 972,777 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-10 | 48,597 | $0.74 | 799,342 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-10 | 16,075 | $0.74 | 264,412 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-10 | 5,687 | $0.74 | 93,544 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-10 | 3,294 | $0.74 | 54,182 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-10 | 776 | $0.74 | 12,762 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-10 | 388 | $0.74 | 6,380 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-11 | 1,325 | $0.69 | 5,320,946 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-11 | 527 | $0.69 | 2,114,451 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-11 | 242 | $0.69 | 972,535 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-11 | 199 | $0.69 | 799,143 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-11 | 66 | $0.69 | 264,346 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-11 | 23 | $0.69 | 93,521 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-11 | 13 | $0.69 | 54,169 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-11 | 3 | $0.69 | 12,759 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-08-11 | 2 | $0.69 | 6,378 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
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| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
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| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch.
- The shares were sold in multiple transactions at prices ranging from $0.6202 to $0.688, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
- These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
- These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
- These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
- These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
- These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
- These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
- These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
- The shares were sold in multiple transactions at prices ranging from $0.55 to $0.845, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- The shares were sold in multiple transactions at prices ranging from $0.563 to $0.74, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Billionaire Hedge Funds
